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Smoking Cessation
Best Practices in Tobacco Control within the VA
Levels of Treatment and Increasing Utilization
By Scott E. Sherman, MD, New York Harbor Veterans
Health Care System
Introduction
The VA/DoD guidelines[1] suggest that there are
four levels at which tobacco cessation treatment is
routinely delivered – within smoking cessation
programs, from individual primary care or mental
health providers, via telephone, or during inpatient
hospitalizations. Each of these represents an
effective venue in which to provide smoking
cessation medications and counseling. The challenge
for health care systems is to decide how much
emphasis to place on each of these approaches and
how to maximize the utilization of the approach(es)
chosen.
Increasing the Use of Smoking Cessation Programs
We recently completed the Quality Improvement
Trial for Smoking cessation (QUITS), a group
randomized trial of evidence-based quality
improvement[2] to increase adherence to national
clinical practice guidelines for smoking
cessation.[3] As part of the process evaluation, we
conducted a survey of the 20 sites initially
participating in the project and another 20 sites
participating in a separate VA-funded study of
implementing smoking cessation practice guidelines
(Guideline Implementation for Tobacco, Dr. Anne
Joseph, Principal Investigator). We found that
nearly all VA facilities (39/40) in our sample had
an on-site smoking cessation program,[4,5] and for
most, this was their preferred approach to smoking
cessation treatment.
QUITS used a locally-designed approach to improve
tobacco control efforts. Intervention sites were
assisted in choosing tobacco control priorities and
in creating and implementing a quality improvement
plan to achieve these local goals. Most sites
developed a strategy to increase use of their
on-site smoking cessation program, since the
majority of sites restricted smoking cessation
medications to patients attending the program.
Unfortunately, this intensive effort to increase use
of VA smoking cessation clinics was unsuccessful, as
patients at the intervention sites were no more
likely than those at control sites to report being
counseled about smoking cessation, being referred to
a program, or actually attending a program.[6]
Given these results, it is important to think
about why this approach (locally-designed,
evidence-based quality improvement) didn’t work. We
think there are three main reasons for our lack of
benefit. First, all sites were already doing quite
well on the existing smoking cessation performance
measures, in most cases with more than 90 percent of
patients being asked about smoking and more than 90
percent of smokers being advised to quit. In the
face of many other competing demands on the time of
providers7 and facilities, staff may have felt there
was little incentive to do more than was already
being done.
A second reason for the lack of benefit is that
while top management at each site endorsed the
project, few made it an institutional priority. As a
result, the main site contacts also did not consider
it a top priority. One of our expert consultants on
the study, Dr. Bruce Chernof, Medical Director of
HealthNet, advised us in advance that unless the
project managers “brought the project home with them
at night” and really cared about it, there was
little chance of success. As a further example of
this, one site had the most comprehensive quality
improvement plan and the largest improvement. Just
prior to the start of the site’s involvement in
QUITS, its leadership decided that the current
approach to tobacco control was not working,
convened a local quality improvement team,
restructured care, monitored outcomes, and
documented that care had improved. Thus, the site’s
leaders essentially did the entire study
intervention prior to joining the project. In an
interview featuring the site as a “best practice,”
the chief of staff said that he had learned during
his time in the military that what the commander
cared about always got done, so he made it very
clear to everyone that tobacco control was a top
priority. Therefore, one very important way to
foster change at the clinic and provider level is to
ensure that there is strong and unequivocal support
from top administration.
The third reason why our intervention had no
effect is that it was an unstructured
intervention, which we had deliberately designed to
be locally determined. Our study design was adapted
from the intervention used in the Mental Health
Awareness Project.8 In analyzing why some sites in
that study were more effective than others at
improving care for depression, Rubenstein et al.8
found that in supportive environments (high local
support and expertise), both locally-designed and
expert-designed interventions were likely to be
successful. However, when conditions were not
optimal, expert-designed interventions fared better
than those that were locally-designed. As noted
above, our sites had only moderate support.
Furthermore, all of our site leaders had expertise
in smoking cessation, but few were also expert in
quality improvement techniques. Therefore, we might
have had more success (although possibly less
buy-in) with a more structured, externally-designed
intervention rather than a locally designed one.
Our literature review for this manuscript found
two other interventions that were successful either
at increasing attendance at a smoking cessation
program or in decreasing drop-out rates. In an
abstract presentation at the Society of General
Internal Medicine, Volpp et al.[9] reported the
results of a randomized trial of financial
incentives at the Philadelphia VA Medical Center.
Smokers in the intervention group were offered $20
for each smoking cessation program class attended
and $100 for completing the program. The incentive
group had higher rates of program enrollment (43
percent vs. 20 percent) and program completion (26
percent vs. 12 percent). Longer follow-up was still
underway, but financial incentives appeared to be
effective among veterans.
At the New Orleans VA Medical Center, patients
attending the smoking cessation program complained
about having to wait in the pharmacy to pick up
their smoking cessation medications. In the VA
Virtual Learning Center, Rick Gibson and Sheila
Corrigan reported on their experience restructuring
care at the New Orleans VA Medical Center so that a
pharmacist was available within the smoking
cessation clinic to dispense medications.[10] They
reported that this change increased patient
satisfaction with the program and increased the
percentage completing the program from 34 percent to
53 percent.
These last two strategies—financial incentives
and use of a clinical pharmacist—are readily
available within the VA. The first is perhaps the
more difficult one, as a variety of VA regulations
make incentive payments difficult to arrange. All
VAs have clinical pharmacists on staff, so the main
barrier to pharmacists’ increased involvement is
competing demands on their time. This is not a major
barrier for smoking cessation programs, however, as
they typically meet only weekly or even less
frequently.
References
1. Sherman SE, Talcott W
(Co-Chairs), Department of Defense/Veterans Health
Administration Clinical Practice Guideline on
Management of Tobacco Use. July, 2003.
http://www.oqp.med.va.gov/cpg/TUC3/TUC_base.htm.
2. Rubenstein LV, Jackson-Triche M, Unutzer J, et
al. Evidence-based care for depression in managed
primary care practices. Health Affairs
1999;18:89-105.
3. Sherman SE, Lanto AB, Nield M, Yano EM. Smoking
cessation care received by veterans with chronic
obstructive pulmonary disease. J Rehab Res Devel.
2003;40(suppl 2):1-12.
4. Mittman BS, Yano EM, Sherman SE. Measurement of
the structure and process of smoking cessation care:
QUITS Ambulatory Care/Primary Care Manager
Questionnaire (Part 1). Sepulveda, CA: VA Greater
Los Angeles HSR&D Center of Excellence (Technical
Report #CPG-97-002-004), February 2003.
5. Sherman SE, Joseph AM, Yano EM, Simon BF, Arikian
N, Parkerton P, Rubenstein
LV, Mittman BS. Characteristics of VA facility
smoking cessation programs and practices. Mil
Medicine, in press.
6. Sherman SE, Yano EM. Implementing Smoking
Cessation Guidelines: A Randomized Trial of
Evidence-Based Quality Improvement: Final Report.
Department of Veterans Affairs (VA), VA Health
Services Research & Development Service (Project #
CPG-97-002), May, 2003.
7. Chernof BA, Sherman SE, Lanto AB, Lee ML, Yano EM,
Rubenstein LV. Health habit counseling amidst
competing demands: effects of patient health habits
and visit characteristics. Med Care 1999;37:738-47.
8. Rubenstein LV, Parker LE, Meredith LS, et al.
Understanding team-based quality
improvement for depression in primary care. Health
Serv Res. 2002;37:1009-29.
9. Volpp KG, Gurmankin A, Asch DA, et al. The effect
of financial incentives on smoking cessation program
attendance and completion. Abstract presentation at
Society of General Internal Medicine 2004 Annual
Meeting.
10. Gibson RL. Efficient delivery of nicotine
patches to veterans in smoking cessation clinics. VA
Virtual Learning Center. Added 3/11/99. Accessed
6/24/04
Source: Best Practices in Tobacco Control:
Identifying Effective Strategies for Improving
Quality within the Veterans Health Administration
by Scott E. Sherman, MD, MPH. and Melissa M. Farmer,
PhD; in VA in the Vanguard: Building on Success
in Smoking Cessation, Conference Proceedings,
September 21, 2004
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